Mustapha Fawal is a registered investment advisor at LPL Financial LLC, based in Downey, CA, with 8 years of industry experience. Mustapha is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
10230 Paramount Boulevard, Downey, CA, 90241
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Regulatory History (1)
Customer Dispute
August 2025Other Business Activities
Mustapha works as an employee/contractor for M & A Supply Co. LLC, an e-commerce business selling plush toys through Amazon, dedicating minimal time. He also holds a real estate license in California, but does not spend any time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
J.P. Morgan Securities LLCBroker
Wells Fargo Clearing Services, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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