Gregory Smith
Gregory Smith is a registered investment advisor at LPL Financial LLC, based in Canon City, CO, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2435 Fremont Dr, Canon City, CO, 81212-2601
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2020Other Business Activities
Gregory operates under several DBAs for his LPL business, including Asset Architects LLC, Investment Center Located at Credit Union of Colorado, Asbury Wealth Partners, and Lawrence Financial. He also owns real estate property in Miltonvale, KS, and spends about half his time at the Investment Center.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
MML Investors Services, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.