Austin Flatt is a registered investment advisor at First Kentucky Securities CORP, based in Lexington, KY, with 6 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,530 clients with $570M in assets under management.
Compensation
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Fee Structure
FKSC offers investment management through its Advisory Fee Program (Non-Wrap). Clients pay an annual fee of up to 1.00% of the assets managed. For households with over $1 million in assets, the total fee is capped. Fees are billed quarterly in advance. One IAR team offers the FKSC non-wrap program and that all other client accounts are managed on a wrap basis. FKSC may also charge performance-based fees to qualified clients.
Location
1500 Leestown Road, Suite 330, Lexington, KY, 40511
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
First Kentucky Securities CORP
First Kentucky Securities CorporationBroker
State Registrations23 states
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