Austin Parker Flatt

First Kentucky Securities CORP

6 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

First Kentucky Securities CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

15 advisors

Number of Clients

1,751 clients

Average Client Portfolio

$388K average

Assets Under Management

$678.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

1500 Leestown Road, Suite 330, Lexington, KY, 40511

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

First Kentucky Securities CORP

February 2020 - Present · 6 yrs

First Kentucky Securities CorporationBroker

July 2019 - Present · 6 yrs 7 mos

State Registrations23 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.