First Kentucky Securities Corporation is a registered investment advisor and broker-dealer headquartered in Louisville, Kentucky. The firm offers comprehensive investment management services on both discretionary and non-discretionary bases, tailoring portfolios to individual client goals, risk tolerance, and time horizons. In addition to portfolio management, First Kentucky Securities Corporation provides financial planning services covering areas such as retirement, taxes, cash flow, insurance, and estate planning, as well as institutional research and consulting services. The firm utilizes various analytical methods and investment strategies, including long-term and short-term purchases, margin transactions, and option writing, to meet client objectives.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fee of up to 1.00% of managed assets. For households with more than $1 million in assets, the total fee is capped at a maximum amount.