Douglas Swanson
Douglas Swanson is a registered investment advisor at Lasalle St. Investment Advisors, L.L.C., based in Warrenville, IL, with 8 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 14,284 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Schedule reflects the firm's managed discretionary program. Firm also offers the LaSalle St. Asset Management Program (LAMP) with higher suggested rates, and fees are negotiable.
Fee Estimator
Location
27575 Ferry Road, Warrenville, IL, 60555
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas is an officer at Zoller Swanson & Co, providing tax preparation services since 2007. He is also an officer at Douglas Swanson Financial Coach, where he coaches clients on prioritizing financial goals since 2017.
Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Rudolph Litavsky, CFPLasalle St. Investment Advisors, L.L.C.
- Ryan Johnsen, CFPAmeriprise Financial Services, LLC
- Elizabeth Pavin, CFP, ChFCOsaic Wealth, INC.
- Elijah Pinkevich, CFP
- Matthew Fuhrman, CFP
- Angela Hart, CFPVeridian Private Wealth Management