Frank Holder is a registered investment advisor, based in Galveston, TX, with 7 years of industry experience.
Location
2121 Market St Ste 15, Galveston, TX, 77550-6617
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Frank is the owner of Frank Holder Financial LLC, where he consults with families on college savings and scholarship strategies. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
December 2022 - Present · 3 yrs 5 mos
Allstate Financial Services, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Tip Group LLC
September 2022 - December 2022 · 3 mos
On Investment Management CO
July 2021 - June 2022 · 11 mos
The O.N. Equity Sales CompanyBroker
July 2021 - June 2022 · 11 mos
Thrivent Investment Management INC.
May 2018 - May 2021 · 3 yrs
Thrivent Investment Management INC.Broker
May 2018 - May 2021 · 3 yrs
State Registrations3 states
COFLTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.