HW
CFA
HW
CFA

Hantao Wang

8 Years of Experience
New York, NY
Broker

Hantao Wang is a CFA-designated registered investment advisor, based in New York, NY, with 8 years of industry experience. Hantao is also registered as a broker, so some compensation may come from commissions on products sold.

Location

60 E 42nd St, Suite 1555, New York, NY, 10165

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
March 2026 - Present · 7 mos
Wealth Enhancement Brokerage Services, LLC
March 2026 - Present · 7 mos
Wealth Enhancement Advisory Services, LLC
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Hightower Securities, LLCBroker
October 2022 - June 2025 · 2 yrs 8 mos
Hightower Advisors, LLC
October 2022 - June 2025 · 2 yrs 8 mos
Charles Schwab & CO., INC.
May 2019 - October 2022 · 3 yrs 5 mos
Charles Schwab & CO., INC.Broker
May 2019 - October 2022 · 3 yrs 5 mos
Morgan Stanley
May 2018 - April 2019 · 11 mos
Morgan StanleyBroker
April 2018 - April 2019 · 1 yr
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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