Nicholas Smith is a CFP-designated registered investment advisor at Smith & Wyatt, based in Dublin, OH, with 4 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Federal Employees, High Net Worth, Investment Management, and 1 more. Their firm serves 724 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual portfolio management fees range from 0.25% to 1.5% depending on account size and custodian used. Fees are negotiable.
Fee Estimator
Location
655 Metro Place South, Suite 100, Dublin, OH, 43017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is a licensed insurance agent in Bolingbrook, IL, selling life and health insurance. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Smith & Wyatt
Previous Registrations
Jmg Financial Group LTD
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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