Kristine Carothers
Kristine Carothers is a registered investment advisor at First Citizens Asset Management, INC, based in Spartanburg, SC, with 6 years of industry experience. Kristine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 409 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FCAM offers investment management through various programs. FCAM will generally receive a fee in the range of 0.04% to .50% of the assets under management in the Client account for sub-advisory services. For retail services, fees are based on a percentage of the assets in the account. The fees vary by service. FCAM does not offer wrap fee programs to new clients and will not accept any new wrap fee accounts.
Location
450 E. Henry Street, Spartanburg, SC, 29302
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kristine works as a Registered Brokerage Services Associate (RBSA) for First Citizens Asset Management, Inc. since 2021, dedicating about full-time hours during trading hours. Her duties involve supporting the investment advisor, servicing clients, creating proposals, and raising cash.
Employment History
Current Registrations
First Citizens Asset Management, INC
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
State Registrations16 states
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