Preston Tharp is a registered investment advisor, based in Lubbock, TX, with 6 years of industry experience.
Location
3227 118th St., Ste 200, Lubbock, TX, 79423
Get directionsHistory
Regulatory History (1)
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Criminal
July 2010Final Disposition
Other Business ActivitiesSells Insurance
Preston is an insurance agent selling life, health, disability, and long-term care insurance since 2019. He also works as a registered administrative assistant for Wall3 Financial, dedicating full-time hours to this role, and volunteers a few hours per week for High Point Village, a non-profit organization.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
July 2025 - Present · 10 mos
The Ameriflex Group
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Cetera Investment Advisers LLC
June 2023 - September 2023 · 3 mos
Cetera Advisor Networks LLC
April 2019 - June 2023 · 4 yrs 2 mos
Cetera Advisor Networks LLCBroker
March 2019 - September 2023 · 4 yrs 6 mos
State Registrations4 states
ILNMNVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.