EG
CFP
EG
CFP

Erica Nicole Grundza

7 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate Planning
Compensation
Fee-Only (AUM)
Firm Size
26 advisors
Number of Clients
923,777 clients
Average Client Portfolio
$61K average
Assets Under Management
$56.4B

Fee Structure

Minimum Investment:$10
Financial Planning:Included in AUM fee
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Location

450 West 33rd Street, Floor 11, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Betterment
March 2024 - Present · 1 yr 11 mos
Previous Registrations
Unique Wealth, LLC
March 2021 - March 2024 · 3 yrs
Northwestern Mutual Investment Services,llc
July 2020 - March 2021 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
July 2020 - March 2021 · 8 mos
The Ayco Company,l.p.
August 2018 - June 2020 · 1 yr 10 mos
Mercer Allied Company, L.P.Broker
June 2018 - June 2020 · 2 yrs
State Registrations3 states
FLNYTX
Advisor
Exams
No exam information available for this advisor.