James Pugh is a registered investment advisor at Pivot Capital Partners LLC, based in Atlanta, GA, with 5 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 4 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $20.0M | 2.00% |
| $20.0M - $30.0M | 1.75% |
| $30.0M - $40.0M | 1.50% |
| $40M+ | 1.25% |
Advisory fee is negotiable depending on individual client circumstances.
Fee Estimator
Location
Atlanta, GA
Get directionsHistory
Regulatory History (2)
Judgment / Lien
September 2021Judgment / Lien
July 2021Other Business Activities
James is a partner at Pivot Capital Partners Consulting LLC, RPJ Financial LLC, and Pivot Capital, LLC, dedicating a significant amount of time to these ventures, including full-time to Pivot Capital, LLC. He is also a managing member of PTF Group LLC and a manager at PTF Global, LLC.
Employment History
Current Registrations
Pivot Capital Partners LLC
Previous Registrations
Stonehaven, LLCBroker
Stirlingshire InvestmentsBroker
Finalis Securities LLCBroker
Bundy Group Securities, LLCBroker
MML Investors Services, LLCBroker
Allstate Financial Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.