Trevor Maxwell
Trevor Maxwell is a registered investment advisor at Cape Investment Advisory, INC., based in Suffolk, VA, with 6 years of industry experience. Trevor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,013 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $1.0M | 2.25% |
| $1.0M - $2.0M | 1.95% |
| $2.0M - $5.0M | 1.65% |
| $5M+ | 1.35% |
Fees are all-inclusive wrap fees covering management, execution, clearing, and custody. All fees are negotiable. There is a $350 minimum annual fee.
Fee Estimator
Location
Suffolk, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Trevor is an agent selling life insurance and annuities through US Vetwealth/Bell Consulting since 2020, dedicating about half of his time to this business. He also owns/co-founded Baker/Max LLC since 2020, a business focused on buying and holding rental properties, spending about 10-20% of his time on this venture.
Employment History
Current Registrations
Cape Investment Advisory, INC.
Previous Registrations
Kms Financial Services, INC
Kms Financial Services, INC.Broker
The O.N. Equity Sales CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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