FL
FL
Frank Lopez is a registered investment advisor at PNC Wealth Management, based in Tucson, AZ, with 6 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B
Fee Structure
Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
An annual fee of 0.85% applies to all accounts regardless of size.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
7645 North Lacholla Boulevard, Tucson, AZ, 85741
Get directionsHistory
Regulatory History (1)
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Financial
July 2017Final
Employment History
Current Registrations
PNC Wealth Management
May 2026 - Present · 5 mos
PNC Wealth Management LLCBroker
May 2026 - Present · 5 mos
Previous Registrations
Edward Jones
August 2024 - May 2026 · 1 yr 9 mos
Edward JonesBroker
April 2024 - May 2026 · 2 yrs 1 mo
Ameriprise Financial Services, LLCBroker
January 2022 - April 2024 · 2 yrs 3 mos
Woodbury Financial Services, INC.Broker
September 2021 - January 2022 · 4 mos
Woodbury Financial Services, INC.
September 2021 - January 2022 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2018 - October 2019 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2018 - October 2019 · 1 yr 2 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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