Rebecca Sorohan is a CFP-designated registered investment advisor, based in Charlotte, NC, with 7 years of industry experience.
Location
214 N Tryon St, Fl 32, Charlotte, NC, 28202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
December 2022 - Present · 3 yrs 5 mos
Truist Advisory Services, INC.
December 2022 - Present · 3 yrs 5 mos
Truist Investment Services, INC.
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Vanguard Advisers, INC.
August 2018 - September 2022 · 4 yrs 1 mo
Vanguard Marketing CorporationBroker
July 2018 - September 2022 · 4 yrs 2 mos
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.