AC
CFP
AC
CFP

Austin D Chau

5 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningCharitable GivingEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
141 advisors
Number of Clients
1,963 clients
Average Client Portfolio
$18.0M average
Assets Under Management
$35.4B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$25,000
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Location

1 Lombard St., #200, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ieq Capital, LLC
February 2025 - Present · 1 yr
Previous Registrations
Epiq Capital Group, LLC
April 2023 - February 2025 · 1 yr 10 mos
LPL Financial LLCBroker
October 2020 - April 2023 · 2 yrs 6 mos
LPL Financial LLC
October 2020 - April 2023 · 2 yrs 6 mos
Ek Riley Investments, LLC
June 2020 - November 2020 · 5 mos
Ek Riley Investments, LLCBroker
April 2020 - November 2020 · 7 mos
Ek Riley Investments, LLCBroker
March 2020 - March 2020 · 0 mos
Morgan StanleyBroker
March 2020 - March 2020 · 0 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Austin D Chau - Financial Advisor | TrueAdvisor