RI
CFP
RI
CFP

Regina Iafelice

5 Years of Experience
Willoughby Hills, OH
Broker

Regina Iafelice is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Willoughby Hills, OH, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2786 SOM Center Road, Suite 102, Willoughby Hills, OH, 44094

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2022 - Present · 3 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Thrivent Investment Management INC.
September 2020 - August 2022 · 1 yr 11 mos
Thrivent Investment Management INC.Broker
August 2020 - August 2022 · 2 yrs
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Regina Iafelice - Financial Advisor | TrueAdvisor