James Palmer is a CFP-designated registered investment advisor, based in Charlotte, NC, with 6 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a board member for the Texas Tech Personal Financial Planning Alumni Advisory Board since 2021. He dedicates minimal time to mentoring students and supporting the program.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
May 2022 - Present · 4 yrs
Vanguard Marketing Corporation
May 2022 - Present · 4 yrs
Vanguard Advisers, INC.
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Tmd Wealth Management
September 2021 - April 2022 · 7 mos
Runey & Associates Wealth Management
April 2019 - August 2021 · 2 yrs 4 mos
State Registrations4 states
AZNCSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.