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Kristen Kauffman

Strategic Advisers LLC
7 Years of Experience
Albuquerque, NM
1 DisclosureBroker
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Kristen Kauffman is a registered investment advisor at Strategic Advisers LLC, based in Albuquerque, NM, with 7 years of industry experience. Kristen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Albuquerque, NM

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History

Regulatory History (1)
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Financial
February 2018
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kristen is a board member and treasurer for Southwest Women's Law Center, a nonprofit organization, dedicating minimal time. She also owns Blue Agave Properties, LLC, rental properties, and spends minimal time on it.

Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLC
June 2020 - Present · 6 yrs 4 mos
Fidelity Brokerage Services LLCBroker
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
June 2020 - March 2025 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2019 - May 2020 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2019 - May 2020 · 11 mos
State Registrations7 states
AZCOMANMTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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