Carter Allen is a CFA-designated registered investment advisor at Alta Capital Management LLC, based in Salt Lake City, UT, with 6 years of industry experience. Carter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,369 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alta Capital's fees for investment management vary depending on the strategy and the amount invested. Here's a summary of the annual fees for retail clients invested directly with Alta Capital:
-
Large Cap Quality Growth, Select, Quality Dividend Growth, Global Dividend, Quality Dividend Enhanced Income:
- First $1,000,000: 1.00%
- Next $4,000,000: 0.90%
- Next $5,000,000: 0.70%
- Next $15,000,000: 0.60%
- Next $25,000,000: 0.50%
- Excess over $50,000,000: Negotiable
-
All-Cap Quality Growth, International Equity Select:
- First $1,000,000: 1.00%
- Next $4,000,000: 0.90%
- Next $5,000,000: 0.80%
- Next $15,000,000: 0.70%
- Next $25,000,000: 0.60%
- Excess over $50,000,000: Negotiable
-
Balanced:
- First $1,000,000: 1.00%
- Next $4,000,000: 0.90%
- Next $5,000,000: 0.70%
- Next $15,000,000: 0.60%
- Next $25,000,000: 0.50%
- Excess over $50,000,000: Negotiable
-
Fixed Income:
- First $1,000,000: 0.50%
- Next $4,000,000: 0.45%
- Next $5,000,000: 0.40%
- Excess over $10,000,000: Negotiable
-
SMID Quality:
- First $5 million: 1.00%
- Next $5 million: 0.80%
- Next $15 million: 0.70%
- More than $25 million: Negotiable
-
Emerging Markets, Fundamental Global Equity: 1.00% flat fee
These fees are billed quarterly and are based on the value of your investments.
Location
6440 South Wasatch Blvd, Suite 260, Salt Lake City, UT, 84121
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alta Capital Management LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.