Michael Ramos is a registered investment advisor, based in Racine, WI, with 7 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Racine, WI
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Regulatory History (2)
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Financial
June 2026Final
Judgment / Lien
February 2026Other Business Activities
Michael works as a driver for Door Dash. This takes about 10-20% of his time.
Employment History
Current Registrations
Empower Financial Services, INC.
April 2025 - Present · 1 yr 6 mos
Empower Advisory Group, LLC
April 2025 - Present · 1 yr 6 mos
Empower Financial Services, INC.Broker
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Equitable Advisors, LLC
May 2022 - December 2024 · 2 yrs 7 mos
Equitable Advisors, LLCBroker
May 2022 - December 2024 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2018 - April 2022 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2018 - April 2022 · 3 yrs 8 mos
State Registrations45 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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