Derek Herzer is a registered investment advisor, based in Waxhaw, NC.
Location
400 E. South Main Street, Ste 2, Waxhaw, NC, 28173
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Regulatory History (1)
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Criminal
July 2012Final Disposition
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
June 2025 - Present · 11 mos
Kingswood Wealth Advisors, LLC
June 2025 - Present · 11 mos
State Registrations4 states
NCNMNYSC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.