Joseph Lepore is a registered investment advisor at Wincap Financial LLC, based in Peabody, MA, with 8 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 270 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Annual fees range from 0.50% to 1.25% based on asset level, scope, and complexity. Fees are negotiable at WinCap Financial's discretion.
Fee Estimator
Location
58 Pulaski Street, Building A, Peabody, MA, 01960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph works as an Investment Advisor Representative and Registered Representative at Calton & Associates, Inc. This takes a few hours per week.
Employment History
Current Registrations
Wincap Financial LLC
Previous Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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