JP
CFA
JP
CFA

Joseph Purtell

7 Years of Experience
Chicago, IL
Broker

Joseph Purtell is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 7 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC.

Employment History
Current Registrations
Neuberger Berman Bd LLC
December 2018 - Present · 7 yrs 7 mos
Neuberger Berman Bd LLC
September 2018 - Present · 7 yrs 10 mos
Neuberger Berman Bd LLCBroker
September 2018 - Present · 7 yrs 10 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Purtell - Financial Advisor | TrueAdvisor