Adam Roberts is a CFP-designated registered investment advisor at Potentia Wealth, based in San Jose, CA, with 7 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 731 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range from 2.0% to 0.6% and are negotiable depending on client characteristics. Third-party program platform and manager fees may apply separately (0.15% to 1.0%).
Fee Estimator
Location
1226 Lincoln Ave, Suite 200, San Jose, CA, 95125
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is an insurance agent in San Jose, CA, selling fixed insurance products. This activity is investment-related.
Employment History
Current Registrations
Potentia Wealth
Previous Registrations
Mariner Independent
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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