Thomas Dupree is a registered investment advisor at Dupree Financial Group, LLC, based in Phoenix, AZ, with 5 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 756 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1000K | 0.90% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.60% |
| $3M+ | 0.50% |
Fees are not negotiable, but Dupree Financial Group has deviated in certain circumstances from the investment fees listed below at its sole discretion. Separate fee schedule for asset management advice for retirement accounts held in Institutional Retirement Plan for the University of Kentucky: $0 to $1,000,000: 0.75%; Over $1,000,000: 0.50%
Fee Estimator
Location
Phoenix, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dupree Financial Group, LLC
Previous Registrations
Strategy Financial Group
Dupree Financial Group, LLC
State Registrations2 states
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