Arthur Gallo
Arthur Gallo is a CFP-designated registered investment advisor at Lombard Advisers Incorporated, based in York, PA, with 7 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 985 clients with $670M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable and may be lower based on various criteria.
Fee Estimator
Location
1938 Security Drive, York, PA, 17402
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Arthur is an agent at Corto Financial Group (CFG) since 2019, focusing on insurance sales, including life, disability, and long-term care, taking nearly all of his time. He also has a partnership with Splash Financial since 2022, refinancing medical student loans, and Gallo Financial Group LLC established in 2023 for personal tax purposes.
Employment History
Current Registrations
Lombard Advisers Incorporated
Lombard Securities IncorporatedBroker
Previous Registrations
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Frank CortoLombard Advisers Incorporated
- Emily Weaver, CFPLPL Financial LLC
- Timothy Sutherland, CFPCambridge Investment Research Advisors, INC.
- Michael Summers, CFPInvestment Research CORP
- David Morais, CFPRkl Private Wealth
- Scott Ehrig, CFPRkl Private Wealth