Frank Corto
Frank Corto is a registered investment advisor at Lombard Advisers Incorporated, based in York, PA, with 30 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 955 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable and may be lower based on various criteria.
Fee Estimator
Location
1938 Security Drive, York, PA, 17402
Get directionsHistory
Regulatory History (6)
Regulatory
June 2018Regulatory
June 2016Customer Dispute
December 2014Judgment / Lien
August 2014Judgment / Lien
February 2012Employment Separation After Allegations
April 2011Other Business ActivitiesSells Insurance
Frank is a Managing Partner at Corto Financial Group since 2011, where he works with physicians and sells disability and life insurance products, dedicating about half of his time. He also has a partnership with Splash Financial/CFG since 2022, refinancing medical student loans, and owns TEAM Lacrosse, a central Pennsylvania lacrosse club.
Employment History
Current Registrations
Lombard Advisers Incorporated
Previous Registrations
Ifs Advisory, LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
H&r Block Financial Advisors, INC.Broker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.