Zhi Guan
Zhi Guan is a registered investment advisor at Emerson Equity LLC, based in San Jose, CA, with 5 years of industry experience. Zhi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
1855 Hamilton Ave., Suite 201, San Jose, CA, 95125
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2025Customer Dispute
August 2025Other Business ActivitiesSells Insurance
Zhi is the Vice President of Sherer Group, marketing products through a broker/dealer, dedicating nearly full-time hours to this. Zhi is also the Chief Investment Officer at Cereus Investments, providing investment consultations for about 10-20% of their time, and a representative for The Sherer Group selling non-variable life and annuity products for minimal time.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.