Dakota Johnson is a registered investment advisor, based in Enfield, CT, with 6 years of industry experience.
Location
1699 King St, Suite 402, Enfield, CT, 06082
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLC
February 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
February 2024 - Present · 2 yrs 7 mos
Previous Registrations
Cetera Investment Services LLCBroker
February 2024 - April 2025 · 1 yr 2 mos
Cetera Advisor Networks LLCBroker
February 2024 - April 2025 · 1 yr 2 mos
Cetera Financial Specialists LLCBroker
February 2024 - April 2025 · 1 yr 2 mos
Cetera Investment Advisers LLC
October 2023 - December 2023 · 2 mos
Cetera Investment Advisers LLC
June 2023 - October 2023 · 4 mos
Cetera Financial Specialists LLCBroker
March 2022 - October 2023 · 1 yr 7 mos
Cetera Advisors LLCBroker
March 2022 - October 2023 · 1 yr 7 mos
Cetera Investment Services LLCBroker
March 2022 - October 2023 · 1 yr 7 mos
First Allied Securities, INC.Broker
March 2022 - September 2022 · 6 mos
Cetera Advisor Networks LLCBroker
June 2021 - December 2023 · 2 yrs 6 mos
Voya Financial Advisors, INC.Broker
September 2020 - June 2021 · 9 mos
Voya Financial Partners, LLCBroker
September 2018 - December 2019 · 1 yr 3 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.