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Dennis Rankowitz

5 Years of Experience
Charlotte, NC
Broker

Dennis Rankowitz is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Charlotte, NC, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

7615 Colony Rd., Ste. 100, Charlotte, NC, 28226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dennis works as a portfolio strategist and financial advisor for Gaskin Asset Management, helping manage portfolios and assisting clients. This takes about half of Dennis's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2021 - Present · 5 yrs 1 mo
Raymond James Financial Services, INC.Broker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Avatar Securities, LLCBroker
November 2020 - March 2021 · 4 mos
AXA Advisors, LLCBroker
October 2018 - January 2019 · 3 mos
State Registrations18 states
ALCACODCFLGAIAMIMONCNYOHPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Rankowitz - Financial Advisor | TrueAdvisor