Luke Preaus
Luke Preaus is a registered investment advisor at Mariner Independent, based in Tulsa, OK, with 4 years of industry experience. Luke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,051 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Platform Solutions charges an annual fee based on a percentage of your portfolio. This fee can range up to 2.50% per year, depending on the services provided and other factors. The firm may also apply a minimum fee. If you receive financial planning and consulting services in addition to investment advice, you may be subject to an additional fee. Fees are generally billed in advance on a quarterly basis. The management fee is negotiable.
Location
7136 S. Yale Avenue, Suite 200, Tulsa, OK, 74136
Get directionsHistory
Regulatory History (2)
Investigation
March 2024Employment Separation After Allegations
February 2024Other Business ActivitiesSells Insurance
Luke is involved in several business activities, including Panoplia Holdings LLC (life coaching), Well Nourished LLC, Regent Private Wealth (investment services), Regent Insurance LLC (insurance broker), and NetAdvizor (marketing affiliate). He dedicates full-time hours to Regent Private Wealth and minimal time to the other activities.
Employment History
Current Registrations
Mariner Independent
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.