BJ
BJ

Brenda Julian-Yanez

7 Years of Experience
Atlanta, GA
Broker

Brenda Julian-Yanez is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 7 years of industry experience. Brenda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1100 Peachtree St NE, Ste 1000, Atlanta, GA, 30309

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2022 - Present · 3 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Morgan Stanley
January 2021 - August 2022 · 1 yr 7 mos
Morgan StanleyBroker
September 2020 - August 2022 · 1 yr 11 mos
E*trade Securities LLCBroker
October 2018 - July 2020 · 1 yr 9 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brenda Julian-Yanez - Financial Advisor | TrueAdvisor