JK
JK
Jason Kormes
5 Years of Experience
Wappingers Falls, NY
2 Disclosures
Jason Kormes is a registered investment advisor at Quint Investments and Insurance, based in Wappingers Falls, NY, with 5 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 412 clients with $110M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
412 clients
Average Client Portfolio
$268K average
Assets Under Management
$110.4M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.40% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.90% |
| $2M+ | 0.80% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
210 New Hackensack Road, Wappingers Falls, NY, 12590
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
July 2022Judgment / Lien
March 2022Employment History
Current Registrations
Quint Investments and Insurance
November 2025 - Present · 11 mos
Previous Registrations
MML Investors Services, LLCBroker
January 2021 - February 2024 · 3 yrs 1 mo
Pruco Securities, LLC.Broker
January 2019 - January 2021 · 2 yrs
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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