DE
CFP
DE
CFP

Dale Eichman

46 Years of Experience
Los Angeles, CA
Broker

Dale Eichman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 46 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3600 Wilshire Blvd, Suite 1914, Los Angeles, CA, 90010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dale owns rental properties and is the treasurer for the Buena Park Noon Lions Club, spending a few hours per week on the latter. He is also an affiliated person and investment advisor representative for two financial services and advisory businesses, spending about a quarter of his time on each, and dedicates minimal time to financial planning.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 1983 - Present · 42 yrs 10 mos
Previous Registrations
Clg LLC
May 2017 - January 2024 · 6 yrs 8 mos
Cetera Advisor Networks LLC
July 1997 - June 2023 · 25 yrs 11 mos
Fsc Securities CorporationBroker
July 1981 - July 1983 · 2 yrs
Independent Financial Planners CorporationBroker
December 1979 - August 1981 · 1 yr 8 mos
State Registrations14 states
AZCACOFLHIILINNCNMNVOHORSCWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.