Dale Eichman
Dale Eichman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Long Beach, CA, with 46 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4821 E 2nd St., Long Beach, CA, 90803
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dale owns rental properties and is the treasurer for the Buena Park Noon Lions Club, spending a few hours per week on the latter. He is also an affiliated person and investment advisor representative for two financial services and advisory businesses, spending about a quarter of his time on each, and dedicates minimal time to financial planning.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Clg LLC
Cetera Advisor Networks LLC
Fsc Securities CorporationBroker
Independent Financial Planners CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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