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Gregory Hollingsworth

Prospera Financial Services, INC.
43 Years of Experience
Metairie, LA
1 DisclosureBroker
View SEC Summary
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Gregory Hollingsworth is a registered investment advisor at Prospera Financial Services, INC., based in Metairie, LA, with 43 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2121 Airline Dr, Ste 160, Metairie, LA, 70001

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2016
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
December 2021 - Present · 4 yrs 10 mos
Prospera Financial Services, INC.
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Dorsey & Company INC.
September 2006 - December 2021 · 15 yrs 3 mos
Dorsey & Company, INC.Broker
October 1990 - December 2021 · 31 yrs 2 mos
Marquis Investments, L.L.C.Broker
March 1986 - April 1990 · 4 yrs 1 mo
Security Pacific Brokers, INC.Broker
September 1983 - February 1984 · 5 mos
Financial Clearing & Services CorporationBroker
July 1982 - December 1983 · 1 yr 5 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1979 - March 1982 · 2 yrs 3 mos
State Registrations10 states
ALARCACOFLILLAMDMIMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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