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Garrett Ashbaugh

7 Years of Experience
Pittsburgh, PA
Broker

Garrett Ashbaugh is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Pittsburgh, PA, with 7 years of industry experience. Garrett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

600 Grant Street, 3550 Us Steel Tower, Pittsburgh, PA, 15219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Garrett works as a technical architect for the Human Services Administration Organization. He dedicates minimal time to this activity, including during securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2021 - Present · 4 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Hefren-Tillotson, INC.
March 2019 - July 2021 · 2 yrs 4 mos
Hefren-Tillotson, INC.Broker
January 2019 - July 2021 · 2 yrs 6 mos
State Registrations4 states
CACTNVPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.