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David Steadly

46 Years of Experience
New York, NY
Broker

David Steadly is a registered investment advisor at Morgan Stanley, based in New York, NY, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is involved with a trust since August 2020. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2000 - June 2009 · 9 yrs 4 mos
Chase Investment Services CORP.Broker
July 1995 - February 2000 · 4 yrs 7 mos
Painewebber IncorporatedBroker
May 1990 - June 1995 · 5 yrs 1 mo
Shearson Lehman Hutton INC.Broker
February 1988 - June 1990 · 2 yrs 4 mos
E. F. Hutton & Company INCBroker
August 1982 - February 1988 · 5 yrs 6 mos
Bache Halsey Stuart Shields IncorporatedBroker
May 1981 - August 1982 · 1 yr 3 mos
Dean Witter Reynolds INC.Broker
January 1980 - June 1981 · 1 yr 5 mos
State Registrations37 states
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Exams
No exam information available for this advisor.
David Steadly - Financial Advisor | TrueAdvisor