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John Braca

Wells Fargo Advisors
46 Years of Experience
New York, NY
3 DisclosuresBroker
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John Braca is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 46 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

535 Madison Ave 16th Fl, New York, NY, 10022

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1994
Settled
Customer Dispute
February 1990
Settled
Criminal
August 1984
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
March 2019 - Present · 7 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
June 2009 - February 2019 · 9 yrs 8 mos
UBS Financial Services INC.Broker
October 2008 - February 2019 · 10 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley Dw INC.Broker
August 2004 - April 2007 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - September 2004 · 11 yrs 2 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
May 1984 - April 1988 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1981 - August 1984 · 2 yrs 11 mos
Philips, Appel & Walden, INC.Broker
March 1981 - October 1987 · 6 yrs 7 mos
First Investors CorporationBroker
February 1980 - April 1981 · 1 yr 2 mos
State Registrations20 states
CACOCTDCFLGAMAMDNCNJNMNVNYORPASCTNVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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