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ChFC

John Sullivan

Private Advisor Group, LLC
46 Years of Experience
Center Valley, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

John Sullivan is a ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in Center Valley, PA, with 46 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

4505 Saucon Creek Rd., Suite 100, Center Valley, PA, 18034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John sells non-variable insurance products, including fixed annuities, term, universal, LTC, and industrial disability insurance, dedicating about 10-20% of his time. He is also involved in real estate investment and serves as treasurer for two churches, spending minimal time on these activities.

Employment History
Current Registrations
Private Advisor Group, LLC
August 2011 - Present · 15 yrs 2 mos
Capital Planning Wealth Management
January 2008 - Present · 18 yrs 9 mos
LPL Financial LLCBroker
May 2007 - Present · 19 yrs 5 mos
LPL Financial LLC
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
LPL Financial LLC
May 2007 - March 2013 · 5 yrs 10 mos
Valley National Advisers INC
February 1991 - May 2007 · 16 yrs 3 mos
Valley National Investments, INC.Broker
April 1986 - May 2007 · 21 yrs 1 mo
Mutual Benefit Financial Service CompanyBroker
February 1980 - March 1986 · 6 yrs 1 mo
State Registrations27 states
AZCACOCTDCDEFLGAILINKSLAMDMEMINCNHNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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