MG
MG

Moshe Goldstein

6 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
5,903 clients
Average Client Portfolio
$7.4M average
Assets Under Management
$43.8B

Fee Structure

Minimum Investment:$10M
Financial Planning:Investment management only
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Location

11100 Santa Monica Blvd, Suite 1700, Los Angeles, CA, 90025-0449

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Moshe works as an Associate in Compliance for Aristotle Capital, an investment management company, since April 2023. This is a full-time commitment.

Employment History
Current Registrations
Foreside Financial Services, LLC
October 2023 - Present · 2 yrs 4 mos
Foreside Financial Services, LLCBroker
October 2023 - Present · 2 yrs 4 mos
Aristotle Capital Management, LLC
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Imst Distributors, LLCBroker
June 2023 - October 2023 · 4 mos
J.P. Morgan Securities LLC
May 2020 - April 2023 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
May 2020 - April 2023 · 2 yrs 11 mos
Ameriprise Financial Services, LLC.
February 2019 - April 2020 · 1 yr 2 mos
Ameriprise Financial Services, LLCBroker
January 2019 - April 2020 · 1 yr 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.