William Richards
William Richards is a registered investment advisor at Osaic Wealth, INC., based in Salt Lake City, UT, with 43 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1414 E Murray Holladay Rd, Salt Lake City, UT, 84117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William sells insurance products, including life insurance and fixed annuities, through companies affiliated with Transamerica Financial Advisors, Inc., W Charles Richards, Inc., and Western Affiliates, Inc. He dedicates a few hours per week to W Charles Richards, Inc. and minimal time to Western Affiliates, Inc.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Invest Financial CorporationBroker
Invest Financial Corporation
Intersecurities, INC.
Transamerica Capital, INC.Broker
Intersecurities, INC.Broker
Pw Securities, INC.Broker
Pw Securities, INC.Broker
Travelers Equities Sales, INC.Broker
St. Paul Investors, INC.Broker
Equity Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.