Nicole Oswalt is a registered investment advisor at Financial Advisors Network, INC., based in Tustin, CA, with 6 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 823 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial Advisors Network offers investment management through its wrap comprehensive portfolio management program, charging an annual advisory fee based on a percentage of the value of your portfolio. The exact fee schedule is detailed in your agreement. Additionally, the firm offers SEI program accounts where it charges an annual advisory fee of up to 1.30% of your assets, payable quarterly in arrears.
Location
1432 Edinger Avenue, Suite 200, Tustin, CA, 92780
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Financial Advisors Network, INC.
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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