Nicholas Lopez is a registered investment advisor, based in Chicago, IL, with 6 years of industry experience.
Location
101 N. Wacker Drive, Suite 1500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lbmz Securities, INC.Broker
February 2023 - Present · 3 yrs 3 mos
Lbmz Securities, INC.
February 2023 - Present · 3 yrs 3 mos
Zacks Investment Management, INC.
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Edward Jones
June 2019 - August 2021 · 2 yrs 2 mos
Edward JonesBroker
March 2019 - August 2021 · 2 yrs 5 mos
State Registrations1 state
VA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.