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Samuel Yarian

6 Years of Experience
Austin, TX
BrokerSells Insurance

Samuel Yarian is a registered investment advisor, based in Austin, TX, with 6 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Samuel owns IWS Financial, an insurance business, but it has no activity other than accounting. He also works full-time as a financial advisor through both Oxygen Financial Inc and Kestra Advisory Services LLC, providing investment services.

Employment History
Current Registrations
Kestra Investment Services, LLCBroker
September 2024 - Present · 1 yr 10 mos
Kestra Advisory Services, LLC
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Esi Financial Advisors
March 2021 - August 2024 · 3 yrs 5 mos
Equity Services, INC.Broker
March 2021 - August 2024 · 3 yrs 5 mos
Hornor, Townsend & Kent, LLC
November 2019 - March 2021 · 1 yr 4 mos
Hornor, Townsend & Kent, LLCBroker
October 2019 - March 2021 · 1 yr 5 mos
Esi Financial Advisors
February 2019 - July 2019 · 5 mos
Equity Services, INC.Broker
January 2019 - July 2019 · 6 mos
State Registrations15 states
ALCADEFLGALAMDMINCNJPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Samuel Yarian - Financial Advisor | TrueAdvisor