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Albert Fong

Wedbush Securities INC.
46 Years of Experience
Pasadena, CA
1 DisclosureBroker
View SEC Summary
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Albert Fong is a registered investment advisor at Wedbush Securities INC., based in Pasadena, CA, with 46 years of industry experience. Albert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
220 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 S. Lake Ave Penthouse, Pasadena, CA, 91101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Albert is the chairman of the deacon board member for Salinas Chinese Christian Church, a commissioner for the City of Salinas Library Community Service, and a board member for the Chinese American Citizen Alliance-National. These activities involve church operations, community service advocacy, and promoting civic pride, respectively, and take minimal time.

Employment History
Current Registrations
Wedbush Securities INC.
July 2007 - Present · 19 yrs 3 mos
Wedbush Securities INC.
July 2007 - Present · 19 yrs 3 mos
Wedbush Securities INC.Broker
July 2007 - Present · 19 yrs 3 mos
Previous Registrations
Brookstreet Capital Management
January 2007 - July 2007 · 6 mos
Brookstreet Securities CorporationBroker
January 2007 - July 2007 · 6 mos
UBS Financial Services INC.
July 1997 - February 2007 · 9 yrs 7 mos
UBS Financial Services INC.Broker
February 1980 - February 2007 · 27 yrs
State Registrations4 states
AZCANCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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