Dallin Davis
Dallin Davis is a registered investment advisor at Principal Advised Services, based in San Tan Valley, AZ, with 5 years of industry experience. Dallin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 16,940 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Principal Advised Services offers a Managed Account Service where they manage your retirement account for you. The annual fee is up to 0.50% of the daily value of your account. This fee is deducted monthly. The exact fee is negotiable by your employer's retirement plan sponsor and may depend on factors like the number of participants, plan assets, and whether the plan uses Principal's own investment funds. There may be a free trial period.
Location
San Tan Valley, AZ
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Regulatory History (1)
Judgment / Lien
January 2025Other Business Activities
Dallin holds two full-time positions with Principal: AVP - Advice, Education & Sales, and Retirement Consultant. As AVP, he is accountable for sales of bank deposit products, and as a Retirement Consultant, he offers investment advice to Principal retirement plan participants.
Employment History
Current Registrations
Principal Advised Services
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Alight Financial Solutions, LLCBroker
Assetmark Brokerage, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.