Thomas Chen is a registered investment advisor at Chung Wu Investment Group, LLC, based in Sugar Land, TX, with 6 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 127 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are negotiated and will not exceed 1.25%.
Fee Estimator
Location
1415 Lake Pointe Parkway, Sugar Land, TX, 77478
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a general partner in several family investment and equipment sales businesses, dedicating minimal time to each. He also works part-time as an inside sales engineer for a hydraulic equipment manufacturer, spending minimal time on marketing activities.
Employment History
Current Registrations
Chung Wu Investment Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.