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Michael Monatlik
45 Years of Experience
Beverly Hills, CA
5 DisclosuresBroker
Michael Monatlik is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (5)
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Customer Dispute
February 2018Award / Judgment
Customer Dispute
January 2018Settled
Customer Dispute
April 2005Denied
Customer Dispute
June 2002Settled
Criminal
February 1973Final Disposition
Other Business Activities
Michael served as a trustee for the Paul Light Trust until 2012, dedicating minimal time. He is also a partner in Pevi LLP, a real estate business, spending minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
December 2019 - Present · 6 yrs 5 mos
Morgan Stanley
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
March 2011 - January 2020 · 8 yrs 10 mos
UBS Financial Services INC.Broker
March 2011 - January 2020 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2005 - March 2011 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2005 - March 2011 · 5 yrs 8 mos
Morgan Stanley
January 2001 - July 2005 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
April 1999 - July 2005 · 6 yrs 3 mos
Prudential Securities IncorporatedBroker
January 1986 - March 1999 · 13 yrs 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1983 - February 1986 · 2 yrs 7 mos
Municicorp of CaliforniaBroker
March 1980 - February 1984 · 3 yrs 11 mos
State Registrations41 states
AZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMTNCNENJNMNVNYOHOKORPAPRSCSDTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.