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Stephen Stavrou

5 Years of Experience
New York, NY
1 DisclosureBroker

Stephen Stavrou is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 5 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

90 Park Ave, 17th Fl, New York, NY, 10016

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History

Regulatory History (1)
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Criminal
January 2018
Final Disposition
Employment History
Current Registrations
MML Investors Services, LLC
August 2024 - Present · 1 yr 9 mos
MML Investors Services, LLC
August 2024 - Present · 1 yr 9 mos
MML Investors Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
September 2023 - July 2024 · 10 mos
Northwestern Mutual Investment Services, LLCBroker
August 2023 - July 2024 · 11 mos
J.P. Morgan Securities LLC
April 2022 - October 2022 · 6 mos
J.P. Morgan Securities LLCBroker
April 2022 - October 2022 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2019 - April 2022 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2019 - April 2022 · 2 yrs 9 mos
State Registrations5 states
DCMDNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.